Investment adviser · CRD 328602

UPTICK CAPITAL MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

LAKE OSWEGO, OR, United States · Form ADV filed Mar 24, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

IRVINGTON CAPITAL MASTER FUND, LLCHedge Fund · Last reported Mar 24, 2026$41MGross asset value

Feeder funds

Fund administrator HC GLOBAL FUND SERVICES LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEEVER AND TIDWELL, LLP MANHATTAN BEACH, California, United States
Custodian J.P. MORGAN NEW YORK, New York, United States Related to adviser: No
Marketer ALLIUM FINANCIAL ADVISORS, LLC LAKE OSWEGO, Oregon, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEEVER AND TIDWELL, LLP
PCAOB 410

ALLIUM FINANCIAL ADVISORS, LLC
CRD 288462 · SEC 801-110536

Fund details & source
Fund ID
805-3042153639
Reported beneficial owners
3
Minimum commitment
$250K
Form D file number
021-140647
Form D file number
021-243320

Form ADV 2062613 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPTICK CANARIA FUND, L.P.Hedge Fund · Last reported Mar 24, 2026$18.5MGross asset value

Form D fundraising filings

Uptick Canaria Fund, LP

Fund administrator HC GLOBAL SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP MANHATTAN BEACH, California, United States
Custodian FLAGSTAR BANK NA HICKSVILLE, New York, United States Related to adviser: No
Marketer ALLIUM FINANCIAL ADVISORS, LLC LAKE OSWEGO, Oregon, United States Related to adviser: Yes
Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WEAVER AND TIDWELL, LLP
PCAOB 410

ALLIUM FINANCIAL ADVISORS, LLC
CRD 288462 · SEC 801-110536

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

Fund details & source
Fund ID
805-5623978985
Reported beneficial owners
45
Minimum commitment
$250K
Form D file number
021-493699

Form ADV 2062613 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

310 N STATE STREET, SUITE 208
LAKE OSWEGO, OR, 97034, United States

CRD 328602

Filing source

Form ADV 2062613 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.