Investment adviser · CRD 159868

VIVO CAPITAL, LLC

Investment adviser filing (IA)

VIVO CAPITAL LLC

PALO ALTO, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$6.1B
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
62
Reported in this filing
Advisory professionals
32
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles16$6,095,582,206100.0%
Filing source

Form ADV 2072948 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

31 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VIVO SUPER VIII LIMITEDVenture Capital Fund · Last reported Mar 31, 2026$275MGross asset value
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

Fund details & source
Fund ID
805-9911850499
Reported beneficial owners
6
Minimum commitment
$10K

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO INNOVATION FUND II, L.P.Venture Capital Fund · Last reported Mar 31, 2022$209MGross asset value

Form D fundraising filings

Vivo Innovation Fund II, L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: Yes
Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No
Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No
Marketer GREENSTONE PLACEMENT MANAGEMENT FZ LLC DOWNTOWN DUBAI, United Arab Emirates Related to adviser: No
Marketer INTE SECURITIES LLC BOCA RATON, Florida, United States Related to adviser: No
Marketer LESTRINO PHILIP BAQUIRAN II NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

PERSHING LLC
SEC 8-17574

INTE SECURITIES LLC
CRD 47107 · SEC 8-51667

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-2347949566
Reported beneficial owners
11
Minimum commitment
$0
Form D file number
021-388242

Form ADV 1611124 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO CO-INVEST (C), L.P.Private Equity Fund · Last reported Mar 31, 2026$150MGross asset value

Form D fundraising filings

Vivo Co-Invest (C), L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZEN BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source
Fund ID
805-4515469659
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-495817

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO ASIA OPPORTUNITY FUND HOLDINGS, L.P.Other Private Fund · Last reported Mar 31, 2026$139MGross asset value

Feeder funds

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian CITIBANK, N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Custodian COMPUTERSHARE SECURITIES CORPORATION PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian EAST WEST BANK SANTA CLARA, California, United States Related to adviser: No
Custodian EQUINITI TRUST COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

COMPUTERSHARE SECURITIES CORPORATION
SEC 8-53022

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-8754561848
Reported beneficial owners
21
Minimum commitment
$0
Form D file number
021-408389
Form D file number
021-425346

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO ASIA OPPORTUNITY FUND, L.P.Private Equity Fund · Last reported Mar 31, 2022$105MGross asset value

Form D fundraising filings

Vivo Opportunity Cayman Fund, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No
Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No
Marketer GREENSTONE PLACEMENT MANAGEMENT FZ LLC DOWNTOWN DUBAI, United Arab Emirates Related to adviser: No
Marketer INTE SECURITIES LLC BOCA RATON, Florida, United States Related to adviser: No
Marketer LESTRINO PHILIP BAQUIRAN II NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

PERSHING LLC
SEC 8-17574

INTE SECURITIES LLC
CRD 47107 · SEC 8-51667

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-5699210917
Reported beneficial owners
3
Minimum commitment
$20M
Form D file number
021-408389

Form ADV 1611124 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO CAPITAL SURPLUS FUND VIII, L.P.Private Equity Fund · Last reported Mar 31, 2026$65.7MGross asset value
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian CITIBANK, N.A. SIOUX FALLS, North Dakota, United States Related to adviser: No
Custodian COMPUTERSHARE SECURITIES CORPORATION PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC NEW JERSEY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Marketer XT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

COMPUTERSHARE SECURITIES CORPORATION
SEC 8-53022

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

XT CAPITAL PARTNERS, LLC
CRD 118719 · SEC 8-53683

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-4130834792
Reported beneficial owners
12
Minimum commitment
$7M
Form D file number
021-23036701

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO OPPORTUNITY CO-INVEST, L.P.Other Private Fund · Last reported Mar 31, 2026$59MGross asset value

Form D fundraising filings

Vivo Opportunity Co-Invest, L.P.

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian MAREX CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

MAREX CAPITAL MARKETS INC.
SEC 8-69039

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source
Fund ID
805-6802508957
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-337704

Form ADV 2072948 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

192 LYTTON AVENUE
PALO ALTO, CA, 94301, United States

CRD 159868

Filing source

Form ADV 2072948 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.