Investment adviser · CRD 115332

WAVERLY ADVISORS, LLC

Investment adviser filing (IA)

BIRMINGHAM, AL, United States · Form ADV filed Aug 31, 2026

Regulatory AUM: $29.9B
Client accounts: 35,709
Employees: 414
Advisory professionals: 197

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	4,302	$17,410,249,473	58.3%
Retirement plans	453	$4,854,787,655	16.3%
Individuals	8,621	$3,782,563,379	12.7%
Pooled investment vehicles	27	$1,845,686,945	6.2%
Corporations & businesses	200	$1,105,207,710	3.7%
Charities	81	$823,024,641	2.8%
Investment companies	1	$16,611,163	0.1%
Insurance companies	1	$15,646,049	0.1%
Government entities	1	$14,363,130	0.0%
Banks & thrifts	2	$3,931,971	0.0%

Filing source

Form ADV 2129842 · Aug 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

21 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PROMUS ACCESS IV, LPPrivate Equity Fund · Last reported Aug 31, 2026$494MGross asset value

Form D fundraising filings

Promus Access IV, L.P .

Fund administrator 4PINES FUND SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian HINSDALE BANK & TRUST COMPANY, N.A. HINSDALE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

HINSDALE BANK & TRUST COMPANY, N.A.
LEI 9LIMABJRJ9VPV74PBJB1

Fund details & source

Fund ID: 805-1705222363
Reported beneficial owners: 117
Minimum commitment: $250K
Form D file number: 021-418721

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROMUS ACCESS V, LPPrivate Equity Fund · Last reported Aug 31, 2026$443MGross asset value

Form D fundraising filings

Promus Access V, L.P.

Fund administrator 4PINES FUND SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian HINSDALE BANK & TRUST COMPANY, N.A. HINSDALE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

HINSDALE BANK & TRUST COMPANY, N.A.
LEI 9LIMABJRJ9VPV74PBJB1

Fund details & source

Fund ID: 805-4366198665
Reported beneficial owners: 124
Minimum commitment: $250K
Form D file number: 021-523235

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROMUS ACCESS III, LPPrivate Equity Fund · Last reported Aug 31, 2026$251MGross asset value

Form D fundraising filings

PROMUS ACCESS III, L.P.

Fund administrator 4PINES FUND SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian HINSDALE BANK & TRUST COMPANY, N.A. HINSDALE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

HINSDALE BANK & TRUST COMPANY, N.A.
LEI 9LIMABJRJ9VPV74PBJB1

Fund details & source

Fund ID: 805-4030280317
Reported beneficial owners: 86
Minimum commitment: $200K
Form D file number: 021-329417

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROMUS ACCESS II, LPPrivate Equity Fund · Last reported Aug 31, 2026$138MGross asset value

Form D fundraising filings

PROMUS ACCESS II, L.P.

Fund administrator 4PINES FUND SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian HINSDALE BANK & TRUST COMPANY, N.A. HINSDALE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

HINSDALE BANK & TRUST COMPANY, N.A.
LEI 9LIMABJRJ9VPV74PBJB1

Fund details & source

Fund ID: 805-2617733303
Reported beneficial owners: 112
Minimum commitment: $100K
Form D file number: 021-267422

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROMUS REALTY IV, LPReal Estate Fund · Last reported Aug 31, 2026$112MGross asset value

Form D fundraising filings

Promus Realty IV, LP

Fund administrator 4PINES FUND SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States

Custodian HINSDALE BANK & TRUST COMPANY, N.A. HINSDALE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

HINSDALE BANK & TRUST COMPANY, N.A.
LEI 9LIMABJRJ9VPV74PBJB1

Fund details & source

Fund ID: 805-7632070136
Reported beneficial owners: 79
Minimum commitment: $250K
Form D file number: 021-469051

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WAVERLY OPPORTUNITY FUND, LPOther Private Fund · Last reported Aug 31, 2026$90.2MGross asset value

Form D fundraising filings

Waverly Opportunity Fund II, LP

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian COMMERCEONE BIRMINGHAM, Alabama, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

Fund details & source

Fund ID: 805-4712852275
Reported beneficial owners: 103
Minimum commitment: $250K
Form D file number: 021-302717

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROMUS REALTY III, LPReal Estate Fund · Last reported Aug 31, 2026$89.6MGross asset value

Form D fundraising filings

Promus Realty III, LP

Fund administrator 4PINES FUND SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States

Custodian HINSDALE BANK & TRUST COMPANY, N.A. HINSDALE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

HINSDALE BANK & TRUST COMPANY, N.A.
LEI 9LIMABJRJ9VPV74PBJB1

Fund details & source

Fund ID: 805-5671883597
Reported beneficial owners: 80
Minimum commitment: $100K
Form D file number: 021-373649

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

600 UNIVERSITY PARK PLACE, SUITE 501
BIRMINGHAM, AL, 35209, United States

CRD 115332

Filing source

Form ADV 2129842 · Aug 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.