Investment adviser · CRD 115332

WAVERLY ADVISORS, LLC

Investment adviser filing (IA)

BIRMINGHAM, AL, United States · Form ADV filed Aug 31, 2026

Regulatory AUM: $29.9B
Client accounts: 35,709
Employees: 414
Advisory professionals: 197

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	4,302	$17,410,249,473	58.3%
Retirement plans	453	$4,854,787,655	16.3%
Individuals	8,621	$3,782,563,379	12.7%
Pooled investment vehicles	27	$1,845,686,945	6.2%
Corporations & businesses	200	$1,105,207,710	3.7%
Charities	81	$823,024,641	2.8%
Investment companies	1	$16,611,163	0.1%
Insurance companies	1	$15,646,049	0.1%
Government entities	1	$14,363,130	0.0%
Banks & thrifts	2	$3,931,971	0.0%

Filing source

Form ADV 2129842 · Aug 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

21 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PROMUS ACCESS I, LPPrivate Equity Fund · Last reported Aug 31, 2026$5.33MGross asset value

Form D fundraising filings

PROMUS ACCESS I, L.P.

Fund administrator 4PINES FUND SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian HINSDALE BANK & TRUST COMPANY, N.A. HINSDALE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

HINSDALE BANK & TRUST COMPANY, N.A.
LEI 9LIMABJRJ9VPV74PBJB1

Fund details & source

Fund ID: 805-4604813556
Reported beneficial owners: 75
Minimum commitment: $100K
Form D file number: 021-193223

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROMUS REALTY INCOME I, LPReal Estate Fund · Last reported Aug 31, 2026$4.05MGross asset value

Form D fundraising filings

PROMUS REALTY INCOME I, LP

Fund administrator 4PINES FUND SERVICES, LLC STAMFORD, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States

Custodian HINSDALE BANK & TRUST COMPANY, N.A. HINSDALE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

HINSDALE BANK & TRUST COMPANY, N.A.
LEI 9LIMABJRJ9VPV74PBJB1

Fund details & source

Fund ID: 805-6738441908
Reported beneficial owners: 56
Minimum commitment: $100K
Form D file number: 021-221196

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HFA, LTDReal Estate Fund · Last reported Aug 31, 2026$881KGross asset value

Fund administrator ML GRIFFITH CPA, LLC BIRMINGHAM, Alabama, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor MENGEL, METZGER, BARR & CO. LLP ROCHESTER, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

MENGEL, METZGER, BARR & CO. LLP
PCAOB 557

Fund details & source

Fund ID: 805-8593400659
Reported beneficial owners: 35
Minimum commitment: $50K

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HS SELECT I, LLCOther Private Fund · Last reported Aug 31, 2026$544KGross asset value

Form D fundraising filings

HS Select I, LLC

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian COMMERCEONE BIRMINGHAM, Alabama, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

Fund details & source

Fund ID: 805-2203403809
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-363580

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HAINES OPPORTUNITY PORTFOLIO II, LLC CLASS AHedge Fund · Last reported Aug 31, 2026$178KGross asset value

Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6923826127
Reported beneficial owners: 9
Minimum commitment: $200K
Form D file number: 021-73082

Form ADV 2129842 · Aug 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WAVERLY OPPORTUNITY FUND II, LPOther Private Fund · Last reported Nov 6, 2025$47.5MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian COMMERCEONE BIRMINGHAM, Alabama, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

Fund details & source

Fund ID: 805-8157472383
Reported beneficial owners: 68
Minimum commitment: $250K
Form D file number: 021-302717

Form ADV 2026255 · Nov 6, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HAINES OPPORTUNITY PORTFOLIO II, LLC CLASS BHedge Fund · Last reported Oct 19, 2022$66.8KGross asset value

Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6010317635
Reported beneficial owners: 7
Minimum commitment: $200K
Form D file number: 021-73082

Form ADV 1682437 · Oct 19, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

600 UNIVERSITY PARK PLACE, SUITE 501
BIRMINGHAM, AL, 35209, United States

CRD 115332

Filing source

Form ADV 2129842 · Aug 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.