Investment adviser · CRD 304514

WEATHERFORD CAPITAL MANAGEMENT

WEATHERFORD CAPITAL MANAGEMENT LLC

TAMPA, FL, United States · Form ADV filed Nov 4, 2022

Regulatory AUM
$692M
Form ADV · Item 5.F
Client accounts
14
Accounts, not individual clients
Employees
11
Reported in this filing
Advisory professionals
9
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$342M$684MFY 2021: $683,788,389.00FY 2021

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$683,788,38911Mar 28, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles14$691,625,420100.0%
Filing source

Form ADV 1682665 · Nov 4, 2022 · Item 5.D

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

14 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

WEATHERFORD CAPITAL FUND I, LPPrivate Equity Fund$429MGross asset value
Fund administrator BLUE RIVER PARTNERS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-2071897488
Reported beneficial owners
168
Minimum commitment
$100K
Form D file number
021-410101

Form ADV 1682665 · Nov 4, 2022 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WEATHERFORD VC III LLCPrivate Equity Fund$62.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BLUE RIVER PARTNERS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-1485825729
Reported beneficial owners
52
Minimum commitment
$250K
Form D file number
021-350574

Form ADV 1682665 · Nov 4, 2022 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WEATHERFORD GROWTH FUND II, LLCPrivate Equity Fund$42.7MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BLUE RIVER PARTNERS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-8400306400
Reported beneficial owners
6
Minimum commitment
$15K
Form D file number
021-363699

Form ADV 1682665 · Nov 4, 2022 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WEATHERFORD COMMUNICATIONS I, LLCPrivate Equity Fund$40.5MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BLUE RIVER PARTNERS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-9792750343
Reported beneficial owners
35
Minimum commitment
$20K
Form D file number
021-360660

Form ADV 1682665 · Nov 4, 2022 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WCFI ZBR CI 2021, LLCPrivate Equity Fund$39.7MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BLUE RIVER PARTNERS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-9960119510
Reported beneficial owners
26
Minimum commitment
$25K
Form D file number
021-410736

Form ADV 1682665 · Nov 4, 2022 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WEATHERFORD VC II LLCPrivate Equity Fund$26.6MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BLUE RIVER PARTNERS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-3988795855
Reported beneficial owners
42
Minimum commitment
$50K
Form D file number
021-340500

Form ADV 1682665 · Nov 4, 2022 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WEATHERFORD GROWTH FUND I, LLCPrivate Equity Fund$22.9MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BLUE RIVER PARTNERS LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor GRANT THORNTON LLP TAMPA, Florida, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-9994740881
Reported beneficial owners
42
Minimum commitment
$20K
Form D file number
021-354180

Form ADV 1682665 · Nov 4, 2022 · Schedule D 7.B.(1)

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 28, 2022 · previous imported filing

  • Regulatory AUM$683,788,389 → $691,625,420
Filing source

Form ADV 1682665 · Nov 4, 2022 · Items 1 & 5

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$692M
Non-discretionary
$0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

100 N. TAMPA STREET, SUITE 2320
TAMPA, FL, 33602, United States

CRD 304514

Filing source

Form ADV 1682665 · Nov 4, 2022 · Items 1 & 5

Reported by WEATHERFORD CAPITAL MANAGEMENT LLC (CRD 304514).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.