Form D · Hedge Fund

Alkeon Asia Growth, LP

New York, NY · CIK 0001410054

Offering snapshot reported Oct 26, 2018 · SEC filing

Reported sold: $51.6M
Investors reported: 58
Minimum accepted: $0
First sale: Aug 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$50,997,197 → $51,647,197
Reported investors56 → 58

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 26, 2018	Amendment	$51,647,197	$650,000vs Oct 26, 2017	58	SEC filing
Oct 26, 2017	Amendment	$50,997,197	$1,780,000vs Feb 24, 2016	56	SEC filing
Feb 23, 2017	Amendment	$49,217,197	$0vs Feb 24, 2016	55	SEC filing
Feb 24, 2016	Amendment	$49,217,197	$3,150,186vs Mar 5, 2015	55	SEC filing
Mar 5, 2015	Amendment	$46,067,011	$8,238,189vs Mar 5, 2014	50	SEC filing
Mar 5, 2014	Amendment	$37,828,822	$4,275,000vs Mar 5, 2013	49	SEC filing
Mar 5, 2013	Amendment	$33,553,822	$0vs Mar 9, 2012	49	SEC filing
Mar 9, 2012	Amendment	$33,553,822	$1,625,000vs Mar 9, 2011	49	SEC filing
Mar 9, 2011	Amendment	$31,928,822	$9,581,822vs Mar 9, 2010	48	SEC filing
Mar 9, 2010	Amendment	$22,347,000	$5,350,000vs Mar 20, 2009	36	SEC filing
Mar 20, 2009	Amendment	$16,997,000	No comparison	Not reported	SEC filing
Mar 16, 2009	Amendment	$16,997,000	No comparison	Not reported	SEC filing
Aug 15, 2007	Paper	Not reported	No comparison	Not reported

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-107574

The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
HIGHTOWER SECURITIES, LLC	116681
SANDERS MORRIS HARRIS INC.	20580
B. RILEY & CO., LLC	40355

Source: Form D, filed Oct 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALKEON ASIA GROWTH, LP

Investment adviser: ALKEON CAPITAL MANAGEMENT, LLC

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Mar 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 1294347 · Mar 25, 2019 · Schedule D 7.B.(1), fund 805-8046131052

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Alkeon Capital Advisers, Llc	Executive
Alkeon Capital Management, Llc	Executive
Panayotis "Takis" Sparaggis	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Alkeon Capital Management, Llc 350 Madison Avenue, 20 Th Fl
New York, NY, 10017