Form D · Hedge Fund

Alkeon Asia Growth Offshore Fund, Ltd.

Grand Cayman, E9 · CIK 0001410036

Offering snapshot reported Oct 26, 2018 · SEC filing

Reported sold: $3.89M
Investors reported: 7
Minimum accepted: $100K
First sale: Aug 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 26, 2018	Amendment	$3,887,500	$0vs Oct 26, 2017	7	SEC filing
Oct 26, 2017	Amendment	$3,887,500	$0vs Feb 24, 2016	7	SEC filing
Feb 23, 2017	Amendment	$3,887,500	$0vs Feb 24, 2016	7	SEC filing
Feb 24, 2016	Amendment	$3,887,500	-$518,860vs Mar 5, 2015	7	SEC filing
Mar 5, 2015	Amendment	$4,406,360	$1,518,860vs Mar 5, 2014	8	SEC filing
Mar 5, 2014	Amendment	$2,887,500	-$12,242,500vs Mar 5, 2013	7	SEC filing
Mar 5, 2013	Amendment	$15,130,000	$0vs Mar 9, 2012	15	SEC filing
Mar 9, 2012	Amendment	$15,130,000	$900,000vs Mar 9, 2011	15	SEC filing
Mar 9, 2011	Amendment	$14,230,000	$1,000,000vs Mar 9, 2010	13	SEC filing
Mar 9, 2010	Amendment	$13,230,000	$542,500vs Mar 16, 2009	12	SEC filing
Mar 16, 2009	Amendment	$12,687,500	No comparison	Not reported	SEC filing
Aug 15, 2007	Paper	Not reported	No comparison	Not reported

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-107580

The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
HIGHTOWER SECURITIES, LLC	116681
SANDERS MORRIS HARRIS INC.	20580
B. RILEY & CO., LLC	40355

Source: Form D, filed Oct 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALKEON ASIA GROWTH OFFSHORE FUND, LTD.

Investment adviser: ALKEON CAPITAL MANAGEMENT, LLC

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Mar 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 1294347 · Mar 25, 2019 · Schedule D 7.B.(1), fund 805-6922380079

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Alkeon Capital Management, Llc	Executive
George Mykoniatis	Director
Jorge Orvananos	Director
Jorge Orvanos	Director
Don M. Seymour	Director
Panayotis "Takis" Sparaggis	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Intertrust Corp Services (Cayman) Ltd 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9007