Form D · Agriculture
AQUABOUNTY TECHNOLOGIES INC
Harvard, MA · CIK 0001603978
Offering snapshot reported Jul 1, 2026 · SEC filing
- Reported sold
- $2.25M Offering amount: $2.25M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $10.5K Reported outside-investor minimum
- First sale
- Jun 25, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 1, 2026 | Initial | $2,250,000 | No comparison | 18 | SEC filing |
| Apr 15, 2026 | Initial | $4,815,616 | No comparison | 9 | SEC filing |
| Nov 4, 2025 | Initial | $4,000,000 | No comparison | 9 | SEC filing |
| Jul 9, 2015 | Initial | $3,000,000 | No comparison | 1 | SEC filing |
| Mar 31, 2014 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $158K
- Finders' fees
- $0
- Form D file number
- 021-589242
Univest Securities, LLC acted as the placement agent in connection with the offering and received a sales commission equal to 7% of the gross proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Univest Securities, LLC | 36105 |
Source: Form D, filed Jul 1, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas U. Barton | Director |
| Graydon Bensler | Director |
| Henry C. Clifford | Executive |
| Richard L. Clothier | Director |
| David Frank | Executive |
| Richard L. Huber | Director |
| Thomas R. Kasser | Director |
| Braeden Lichti | Director |
| Alejandro Rojas | Executive |
| Christine St.Clare | Director |
| Rick Sterling | Director |
| Ronald L. Stotish | Director, Executive |
| James C. Turk | Director |
| Sylvia Wulf | Director |
Issuer details
Industry: Agriculture (See others in industry)
Address:
233 Ayer Road Suite 4 Suite 4
Harvard, MA, 01451
Phone: 978-648-6000
Harvard, MA, 01451
Phone: 978-648-6000