Form D · Other Investment Fund

Arena Capital Fund, L.P.- Series 9

Los Angeles, CA · CIK 0001843911

Offering snapshot reported Jan 14, 2026 · SEC filing

Reported sold: $29.9M
Investors reported: 5
Minimum accepted: $500K
First sale: Jun 10, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$25,831,921 → $29,855,555

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2026	Amendment	$29,855,555	$4,023,634vs Apr 2, 2024	5	SEC filing
Apr 2, 2024	Amendment	$25,831,921	$0vs Apr 3, 2023	5	SEC filing
Apr 3, 2023	Amendment	$25,831,921	$12,333,394vs Apr 7, 2022	5	SEC filing
Apr 7, 2022	Amendment	$13,498,527	No comparison	5	SEC filing
Feb 12, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-389428

Source: Form D, filed Jan 14, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

ARENA CAPITAL FUND, L.P. - SERIES 9

Investment adviser: ARENA CAPITAL ADVISORS LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on May 14, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor KPMG LOS ANGELES, California, United States Other funds reporting this name →

Custodian PERSHING PRIME SERVICES JERSEY CITY, New Jersey, United States Related to adviser: No Other funds reporting this name →

Prime broker PERSHING PRIME SERVICES JERSEY CITY, New Jersey, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund asset history · 5 annual observations

Scroll to see all columns →

Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$14,668,332	5	Mar 30, 2022
2022	$62,061	4	Mar 29, 2023
2023	$0	0	Mar 31, 2024
2024	$0	0	Mar 31, 2025
2025	$0	0	Mar 30, 2026

Filing source

Form ADV 2105871 · May 14, 2026 · Schedule D 7.B.(1), fund 805-6263810887

Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
* Arena Capital Advisors Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

12121 Wilshire Blvd Ste 1010 Arena Capital
Los Angeles, CA, 90025-1164
Phone: 310-806-6700