Form D · Other Investment Fund
ARES MEZZANINE PARTNERS, L.P.
Los Angeles, CA · CIK 0001497379
Offering snapshot reported Jun 23, 2011 · SEC filing
- Reported sold
- $301M Offering amount: $301M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 23, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$95,000,000 → $301,000,000
- Reported investors6 → 9
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 23, 2011 | Amendment | $301,000,000 | $206,000,000vs Feb 23, 2011 | 9 | SEC filing |
| Feb 23, 2011 | Amendment | $95,000,000 | No comparison | 6 | SEC filing |
| Dec 16, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.5M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-152002
Contingent upon capital being contributed.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Securities LLC | 7654 |
Source: Form D, filed Jun 23, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
ARES MEZZANINE PARTNERS, L.P.
Investment adviser: ARES MANAGEMENT LLC
- Gross asset value
- $16.3M
- Beneficial owners
- 14
- ADV minimum commitment
- $0
Reported in Form ADV on Aug 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG, LLP
PCAOB 42
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $16,465,282 | 13 | Mar 31, 2022 |
| 2022 | $16,211,917 | 13 | Mar 31, 2023 |
| 2023 | $16,387,910 | 13 | Mar 28, 2024 |
| 2024 | $16,377,919 | 14 | Mar 31, 2025 |
| 2025 | $16,266,951 | 14 | Mar 27, 2026 |
Filing source
Form ADV 2127751 · Aug 26, 2026 · Schedule D 7.B.(1), fund 805-3900555051
Reported by ARES MANAGEMENT LLC (CRD 130074).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark R. Affolter | Executive |
| Michael A. Arougheti | Executive |
| R. Kipp De Veer | Executive |
| Mitchell S. Goldstein | Executive |
| Ares Management Llc N/A | Executive |
| Ares Mezzanine Management Llc N/A | Executive |
| Ares Capital Management Llc N/A | Executive |
| Ares Mezzanine Partners Gp, L.P. N/A | Executive |
| Daniel F. Nguyen | Executive |
| Michael L. Smith | Executive |
| Michael D. Weiner | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90067
Phone: 310-201-4100