Form D · Private Equity Fund
Ares Special Situations Fund III, L.P.
Los Angeles, CA · CIK 0001500204
Offering snapshot reported Aug 17, 2011 · SEC filing
- Reported sold
- $345M Offering amount: $650M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 1, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 4
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 17, 2011 | Amendment | $345,000,000 | No comparison | 4 | SEC filing |
| Sep 1, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-147153
Amount to be paid based on a percentage of capital raised.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BNP Paribas | None | |
| Prudential Investment & Securities Co., Ltd. | None |
Source: Form D, filed Aug 17, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
Adviser links for this issuer
These links apply to the issuer record and have not been matched to the fundraising shown above.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Ares Management Llc | Executive |
| N/A Assf Management Iii, L.P. | Executive |
| N/A Assf Operating Manager Iii, Llc | Executive |
| Gregory A. Margolies | Executive |
| Jeff M. Moore | Executive |
| Daniel F. Nguyen | Executive |
| Darryl L. Schall | Executive |
| Michael D. Weiner | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90067
Phone: 310-201-4100