Form D · Private Equity Fund
Ares Special Situations Fund IV, L.P.
Los Angeles, CA · CIK 0001611813
Offering snapshot reported Apr 16, 2015 · SEC filing
- Reported sold
- $1.5B Offering amount: $1.52B
- Investors reported
- 68 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 7, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,105,000,000 → $1,500,000,000
- Reported investors29 → 68
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 16, 2015 | Amendment | $1,500,000,000 | $395,000,000vs Jan 22, 2015 | 68 | SEC filing |
| Jan 22, 2015 | Amendment | $1,105,000,000 | No comparison | 29 | SEC filing |
| Aug 6, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-222419
Fees to be paid by GP or affiliates to (i) HMC are generally equal to percentage of capital drawn from non US persons it sourced, & (ii) RTFS & Eugene are generally equal to percentage of capital committed from non US persons they each sourced.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ares Investor Services LLC | 166219 | |
| HMC ITAJUBA | None | |
| RT Financial Services GmbH | None | |
| Eugene Investment & Securities Co., Ltd. | None |
Source: Form D, filed Apr 16, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
ARES SPECIAL SITUATIONS FUND IV, L.P.
Investment adviser: ARES MANAGEMENT LLC
- Gross asset value
- $1.1B
- Beneficial owners
- 68
- ADV minimum commitment
- $5M
Reported in Form ADV on Aug 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $1,299,780,568 | 69 | Mar 31, 2022 |
| 2022 | $1,268,562,601 | 64 | Mar 31, 2023 |
| 2023 | $1,329,636,204 | 64 | Mar 28, 2024 |
| 2024 | $1,166,066,491 | 64 | Mar 31, 2025 |
| 2025 | $1,096,618,925 | 68 | Mar 27, 2026 |
Filing source
Form ADV 2127751 · Aug 26, 2026 · Schedule D 7.B.(1), fund 805-4216548753
Reported by ARES MANAGEMENT LLC (CRD 130074).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Ares Management Llc | Executive |
| N/A Assf Management Iv, L.P. | Executive |
| N/A Assf Operating Manager Iv, L.P. | Executive |
| Daniel J. Hall | Executive |
| Gregory A. Margolies | Executive |
| Jeff M. Moore | Executive |
| Daniel Nguyen | Executive |
| Darryl L. Schall | Executive |
| Michael D. Weiner | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90067
Phone: 310-201-4100