Form D · Other Technology

Ascent Solar Technologies, Inc.

Thornton, CO · CIK 0001350102

Offering snapshot reported Jan 30, 2026 · SEC filing

Reported sold
$10M
Offering amount: $10M
Investors reported
4
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Jan 23, 2026
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 30, 2026Initial$10,000,000No comparison4SEC filing
Dec 18, 2025Initial$2,000,000No comparison4SEC filing
Nov 1, 2024Initial$1,900,000No comparison12SEC filing
Jul 13, 2023Initial$900,000No comparison2SEC filing
Dec 23, 2022Initial$2,500,000No comparison2SEC filing
Sep 6, 2022Initial$5,000,000No comparison1SEC filing
Feb 14, 2017Initial$20,000,000No comparison1SEC filing
Oct 28, 2016Initial$1,000,000No comparison1SEC filing
Oct 4, 2016Initial$1,350,000No comparison1SEC filing
Jun 15, 2016Initial$2,500,000No comparison1SEC filing
May 6, 2016Initial$500,000No comparison2SEC filing
Nov 18, 2015InitialYet to sellNo comparison1SEC filing
Nov 5, 2015Initial$2,800,000No comparison1SEC filing
Oct 1, 2015Amendment$2,000,000$500,000vs Sep 22, 20152SEC filing
Sep 22, 2015Initial$1,500,000No comparison2SEC filing
Sep 22, 2015Initial$1,500,000No comparison2SEC filing
Jan 30, 2015Initial$32,000,000No comparison1SEC filing
Jan 23, 2015Amendment$7,990,002$3,990,000vs Sep 15, 20142SEC filing
Sep 15, 2014Initial$4,000,002No comparison2SEC filing
Aug 6, 2014Initial$3,960,000No comparison1SEC filing
Jun 3, 2014Initial$6,000,000No comparison1SEC filing
Aug 27, 2013Amendment$7,425,000$5,000,000vs Jul 2, 20132SEC filing
Jul 2, 2013Initial$2,425,000No comparison2SEC filing
Aug 29, 2011Initial$7,360,000No comparison1SEC filing
Aug 29, 2011Amendment$7,360,000$0vs Aug 29, 20111SEC filing
Oct 9, 2009Initial$5,000,000No comparison1SEC filing
Apr 17, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Aug 27, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
$785K
Finders' fees
$0
Form D file number
021-571990
$700,000 fee (7% of the aggregate gross proceeds), and $85,000 of reimbursement of legal fees and expenses. Does not include 127,272 placement agent warrants.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
H.C. Wainwright & Co., LLC000000375

Source: Form D, filed Jan 30, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Armstrong, Ph.D. Executive
Louis Berezovsky Director
Janet Casteel Executive
Will Clarke Director
Ron Eller Director, Executive
Richard Erskine Director
Michael French Director
Stanley A. Gallery Director
Gary Gatchell Executive
Mike Gilbreth Executive
Einar Glomnes Director
Bill Gregorak Executive
Bobby Gulati Executive
Rafael Gutierrez Executive
Kim Huntley Director
Jin Jo Executive
Amit Kumar Director
Amit Kumar, Ph.D. Director
Hans Olav Kvalvaag Director
Victor Lee Director, Executive
Felix Mantke Director
G. Thomas Marsh Director
Jeffrey Max Executive
Joseph Mc Cabe Executive
Ashutosh Misra Executive
Mohan S. Misra, Ph.D. Director, Executive
Farhad Moghadam, Ph.D. Director, Executive
Prem Nath, Ph.D. Executive
David Peterson Director
Forrest Reynolds Director
T.W. Fraser Russell, Ph.D. Director
Richard J. Swanson Director
Gregory Thompson Director
Paul Warley Director, Executive
Biao "Winston" Xu Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
12300 Grant Street
Thornton, CO, 80241