Form D · Commercial Banking

Ballston Spa Bancorp, Inc.

Ballston Spa, NY · CIK 0002094107

Offering snapshot reported Apr 7, 2026 · SEC filing

Reported sold
$26M
Offering amount: $26M
Investors reported
25
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 25, 2026
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 7, 2026Initial$26,000,000No comparison25SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$520K
Finders' fees
$0
Form D file number
021-579386

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Griffin Financial Group000119004
Brean Capital, LLC000023723

Source: Form D, filed Apr 7, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

ZKV MASTER FUND II LP

Investment adviser: ZKV APPROVED MANAGER LTD.

Gross asset value
$7.88M
Beneficial owners
10
ADV minimum commitment
$0

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FORMIDIUM CORP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WITHUMSMITH+BROWN, PC PRINCETON, New Jersey, United States Other funds reporting this name →
Custodian MERCURY SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Custodian NORTHBROOK BANK & TRUST COMPANY, N.A NORTHBROOK, Illinois, United States Related to adviser: No Other funds reporting this name →
Marketer OP FOF I LP ROAD TOWN, TORTOLA, British Virgin Islands Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WITHUMSMITH+BROWN, PC
PCAOB 100

NORTHBROOK BANK & TRUST COMPANY, N.A
LEI CLHA5EVJO4FMZ2WOBV70

Filing source

Form ADV 2088348 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6457776122

Reported by ZKV APPROVED MANAGER LTD. (CRD 334295).

Final SEC ERA Report; Initial State ERA Report.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dawn Abbuhl Director
John Balli Executive
James Conroy Executive
Paul Di Caprio Director
James Dodd Executive
Chris Dowd Director, Executive
Mike Dunn Director
Aaron Flach Director
Carl Florio Director
Beth Grasso Director
Paul Milton Director
Steve Obermayer Director
Donald Persico Director
Theresa Skaine Director
Rich Sleasman Director
Joseph Warren Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
990 State Rt. 67
Ballston Spa, NY, 12020
Phone: 518-363-8651