Form D · Other Banking and Financial Services
Battle Financial, Inc.
Edwards, CO · CIK 0001899779
Offering snapshot reported Oct 10, 2025 · SEC filing
- Reported sold
- $36.5M Offering amount: $40M
- Investors reported
- 313 Form D · investor count
- Minimum accepted
- $75K Reported outside-investor minimum
- First sale
- May 1, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$16,710,985 → $36,505,565
- Reported investors149 → 313
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 10, 2025 | Amendment | $36,505,565 | $19,794,580vs Aug 14, 2025 | 313 | SEC filing |
| Aug 14, 2025 | Amendment | $16,710,985 | No comparison | 149 | SEC filing |
| Jun 2, 2025 | Amendment | $11,980,985 | $3,234,500vs Feb 5, 2025 | 113 | SEC filing |
| Feb 5, 2025 | Amendment | $8,746,485 | $1,799,985vs Dec 31, 2024 | 70 | SEC filing |
| Dec 31, 2024 | Amendment | $6,946,500 | $5,409,000vs May 8, 2024 | 65 | SEC filing |
| May 8, 2024 | Initial | $1,537,500 | No comparison | 16 | SEC filing |
| Nov 14, 2022 | Amendment | $11,032,950 | $4,280,865vs Sep 7, 2022 | 45 | SEC filing |
| Nov 14, 2022 | Initial | $1,962,650 | No comparison | 34 | SEC filing |
| Sep 7, 2022 | Initial | $6,752,085 | No comparison | 21 | SEC filing |
| Feb 3, 2022 | Initial | $12,705,000 | No comparison | 42 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $365K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-512742
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Patrick Capital Markets, LLC | 16518 |
Source: Form D, filed Oct 10, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Vincent Amato | Executive |
| John Bergland | Director |
| Jeremy Jameson | Executive |
| Melissa Larkin | Executive |
| Sean Mc Manus | Director |
| Sepideh Rowland | Director |
| Arthur Richards Rule Iv | Director, Promoter |
| Francis Trotter Iii | Director, Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Edwards, CO, 81632