Form D · Other Investment Fund

Bow River Capital Oz II LLC

Denver, CO · CIK 0001779465

Offering snapshot reported Jun 12, 2019 · SEC filing

Reported sold
$1.5M
Offering amount: $8.5M
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 30, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 12, 2019Initial$1,500,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-341676

Source: Form D, filed Jun 12, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BOW RIVER CAPITAL OZ II, LLC

Investment adviser: BOW RIVER ASSET MANAGEMENT, LLC

Gross asset value
$14M
Beneficial owners
28
ADV minimum commitment
$250K

Reported in Form ADV on Aug 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CLIFTONLARSONALLEN LLP MINNEAPOLIS, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PLANTE MORAN PLLC DENVER, Colorado, United States
Custodian UMB BANK, N.A. KANSAS CITY, Mississippi, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE MORAN PLLC
PCAOB 166

Filing source

Form ADV 2127289 · Aug 28, 2026 · Schedule D 7.B.(1), fund 805-3345240675

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Blair E. Richardson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1780 S. Bellaire Street, 8 Th Floor
Denver, CO, 80222