Form D · Other Investment Fund

Brightwood Capital Offshore Feeder Fund IV, L.P.

New York, NY · CIK 0001684891

Offering snapshot reported Sep 12, 2018 · SEC filing

Reported sold
$191M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 23, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$95.4M$191MSep 21, 2016Sep 20, 2017: $128,455,000.00Sep 20, 2017Sep 12, 2018: $190,705,000.00Sep 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$128,455,000 → $190,705,000
  • Reported investors11 → 25

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2018Amendment$190,705,000$62,250,000vs Sep 20, 201725SEC filing
Sep 20, 2017Amendment$128,455,000No comparison11SEC filing
Sep 21, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-270992
Such fees, if any, will only be paid upon the sale of interests to certain investors and such amounts will not be finalized until completion of the offering.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Evercore Group L.L.C.42405
Morgan Stanley Smith Barney LLC149777

Source: Form D, filed Sep 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BRIGHTWOOD CAPITAL OFFSHORE FEEDER FUND IV, LP

Investment adviser: BRIGHTWOOD CAPITAL ADVISORS, LLC

Gross asset value
$103M
Beneficial owners
12
ADV minimum commitment
$10M

Reported in Form ADV on Jun 20, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian U.S. BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RSM US LLP
PCAOB 49

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

EVERCORE GROUP L.L.C.
CRD 42405 · SEC 8-49830

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Filing source

Form ADV 1225316 · Jun 20, 2018 · Schedule D 7.B.(1), fund 805-7372385475

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Damien Dwin Executive
Sengal Selassie Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Brightwood Capital Advisors 810 Seventh Avenue, 26 Th Floor
New York, NY, 10019