Form D · Other Investment Fund

Brookfield Senior Mezzanine Real Estate Finance Fund L.P.

New York, NY · CIK 0001724545

Offering snapshot reported Jan 9, 2024 · SEC filing

Reported sold: $1.37B
Investors reported: 37
Minimum accepted: $0
First sale: Dec 29, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,362,643,305 → $1,370,643,305
Reported investors34 → 37

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 9, 2024	Amendment	$1,370,643,305	$8,000,000vs Jan 9, 2023	37	SEC filing
Jan 9, 2023	Amendment	$1,362,643,305	$93,500,000vs Jan 5, 2022	34	SEC filing
Jan 5, 2022	Amendment	$1,269,143,305	$75,843,305vs Nov 20, 2020	28	SEC filing
Nov 20, 2020	Amendment	$1,193,300,000	$100,000,000vs Nov 20, 2019	27	SEC filing
Nov 20, 2019	Amendment	$1,093,300,000	$268,500,000vs Nov 20, 2018	22	SEC filing
Nov 20, 2018	Amendment	$824,800,000	No comparison	15	SEC filing
Dec 14, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $7.3M (estimated)
Finders' fees: $0
Form D file number: 021-300813

Amount disclosed in Item 13 and number of investors disclosed in Item 14 reflects sales exempt from registration under Reg D and/or other available exemptions. Amount includes commitments from sponsor that may be satisfied through or alongside issuer.

The figure disclosed above reflects estimated amounts expected to be paid to placement agents in respect of sales exempt from registration under Reg D and/or other available exemptions and includes amounts paid to Brookfield affiliates.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Brookfield Private Advisors LLC	151423
KB Investment & Securities Co. Ltd.	None
Brookfield Private Capital (UK) Limited	None
Brookfield Investment Management (Canada) ULC	None
Brookfield Advisors (Hong Kong) Limited	None
Brookfield Singapore Pte. Ltd.	None

Source: Form D, filed Jan 9, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROOKFIELD SENIOR MEZZANINE REAL ESTATE FINANCE FUND L.P.

Investment adviser: BROOKFIELD ASSET MANAGEMENT PIC US, LLC

Gross asset value: $610M
Beneficial owners: 24
ADV minimum commitment: $5M

Reported in Form ADV on Aug 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET GLOBAL SERVICES ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK NEW YORK, New York, United States Related to adviser: No

Custodian US BANK TRUST NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2124064 · Aug 6, 2026 · Schedule D 7.B.(1), fund 805-3690993105

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Andrea Balkan	Executive
Nailah Brown Flake	Executive
Nailah Flake	Executive
Nailah Flake Brown	Executive
Alison Giampa	Executive
Keiji Hattori	Executive
Melissa Lang	Executive
John Y. Lee	Executive
Johny Lee	Executive
Herbert Li	Executive
Vicky Low	Executive
Cristiano Machado	Executive
Timothy Mc Guire	Executive
Justin Monge	Executive
Christopher Reilly	Executive
Scott P. Selig	Executive
James Sharkey	Executive
Bryan Smith	Executive
Mark Srulowitz	Executive
David J. Stalter	Executive
Laura Stepp	Executive
Renee Vidaillet	Executive
James Zysopoulos	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Brookfield Place 250 Vesey Street, 15 Th Floor
New York, NY, 10281-1023