Form D · Other Investment Fund

Brookfield Spec Opps Fund (C) L.P.

New York, NY · CIK 0001779129

Offering snapshot reported Jun 7, 2019 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 7, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $5M (estimated)
Finders' fees: $0
Form D file number: 021-341466

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Brookfield Investment Management (Canada) Inc.	None

Source: Form D, filed Jun 7, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

ARES CORPORATE OPPORTUNITIES FUND VI, L.P.

Investment adviser: ARES MANAGEMENT LLC

Gross asset value: $4.78B
Beneficial owners: 97
ADV minimum commitment: $150K

Reported in Form ADV on Aug 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer ARES MANAGEMENT CAPITAL MARKETS LLC CULVER CITY, California, United States Related to adviser: Yes Other funds reporting this name →

Marketer ICAPITAL ADVISORS, LLC PITTSBURGH, Pennsylvania, United States Related to adviser: No Other funds reporting this name →

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

ARES MANAGEMENT CAPITAL MARKETS LLC
CRD 166219 · SEC 8-69194

ICAPITAL ADVISORS, LLC
CRD 177513 · SEC 801-106690

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$3,857,863,284	88	Mar 31, 2022
2022	$3,835,897,937	90	Mar 31, 2023
2023	$4,311,025,625	92	Mar 28, 2024
2024	$4,458,830,026	92	Mar 31, 2025
2025	$4,775,694,889	97	Mar 27, 2026

Filing source

Form ADV 2127751 · Aug 26, 2026 · Schedule D 7.B.(1), fund 805-3876061455

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Matched by reported Form D file number

BROOKFIELD SPEC OPPS FUND (C) L.P.

Investment adviser: BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P.

Gross asset value: $115M
Beneficial owners: 1
ADV minimum commitment: $250M

Reported in Form ADV on Jul 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW JERSEY, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, ONTARIO, Canada Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE LLP
PCAOB 1208

Fund asset history · 1 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2025	$114,733,000	1	Mar 31, 2026

Filing source

Form ADV 2118871 · Jul 10, 2026 · Schedule D 7.B.(1), fund 805-8752770893

Reported by BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P. (CRD 171207).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Anthony Bavaro	Executive
Kristen Hasse	Executive
Jordan Kolar	Executive
John Pavelski	Executive
Andrew Schmidt	Executive
Mark Srulowitz	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Brookfield Place 250 Vesey Street, 15 Th Floor
New York, NY, 10281
Phone: (212) 417-7000