Form D · Other Investment Fund
BTG III Annex Fund III L.P.
New York, NY · CIK 0002013436
Offering snapshot reported May 7, 2024 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 7, 2024 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 23, 2024 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 29, 2024 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.13M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-506364
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brookfield Private Advisors LLC | 151423 | Brookfield Private Advisors LLC · CRD 151423 |
| Brookfield Private Capital (UK) Limited | None | Brookfield Private Capital (UK) Limited |
| Brookfield Singapore Pte. Ltd | None | Brookfield Singapore Pte. Ltd |
| Brookfield Advisors (Hong Kong) Ltd | None | Brookfield Advisors (Hong Kong) Ltd |
| Brookfield Investment Management (Canada) Inc. | None | Brookfield Investment Management (Canada) Inc. |
| Brookfield Capital Securities Ltd. | None | Brookfield Capital Securities Ltd. |
| Brookfield Oaktree Wealth Solutions LLC | 313390 | Brookfield Oaktree Wealth Solutions LLC · CRD 313390 |
Source: Form D, filed May 7, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
BTG III ANNEX FUND III L.P.
Investment adviser: BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P.
- Gross asset value
- $446M
- Beneficial owners
- 17
- ADV minimum commitment
- $0
Reported in Form ADV on Jul 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE LLP
PCAOB 1208
Fund asset history · 2 annual observations
Scroll to see all columns →
| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2024 | $128,055,141 | 17 | Mar 31, 2025 |
| 2025 | $446,336,836 | 17 | Mar 31, 2026 |
Filing source
Form ADV 2118871 · Jul 10, 2026 · Schedule D 7.B.(1), fund 805-2299735190
Reported by BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P. (CRD 171207).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Keiji Hattori | Executive |
| John Michael Layfield | Executive |
| Josh Raffaelli | Executive |
| Nicholas Sammut | Executive |
| Kumar Shah | Executive |
| Judah Siegal | Executive |
| Mark Srulowitz | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281-1023
Phone: (212) 417-7000