Form D · Private Equity Fund
Carlyle Global Financial Services Partners III, L.P.
Washington, DC · CIK 0001710671
Offering snapshot reported Jul 26, 2018 · SEC filing
- Reported sold
- $773M Indefinite offering
- Investors reported
- 56 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 30, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$588,762,750 → $773,402,400
- Reported investors40 → 56
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 26, 2018 | Amendment | $773,402,400 | $184,639,650vs Apr 27, 2018 | 56 | SEC filing |
| Apr 27, 2018 | Amendment | $588,762,750 | No comparison | 40 | SEC filing |
| Jun 29, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $580K
- Finders' fees
- $0
- Form D file number
- 021-289714
Employees of affiliate of GP ("Carlyle") involved in the placement of Issuer interests receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not the Issuer's investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TCG Securities, L.L.C. | 154788 | TCG Securities, L.L.C. · CRD 154788 |
| Etgal Holdings, Ltd | None | |
| Korea Investments & Securities Co | None | |
| Butterfield Asset Management Limited | None | |
| KB Investment & Securities Co., Ltd. | None | |
| Alistithmar Capital | None | |
| Morgan Stanley Smith Barney LLC | 149777 | Morgan Stanley Smith Barney LLC · CRD 14977 |
Source: Form D, filed Jul 26, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III, L.P.
Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2115592 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-5176375128
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Carlyle Financial Services Iii, Llc | Promoter |
| William E. Conway, Jr. | Executive |
| Daniel A. D'aniello | Executive |
| Thomas Mayrhofer | Executive |
| David Pearson | Executive |
| John Redett | Executive |
| David M. Rubenstein | Executive |
| Brian Schrieber | Executive |
| N/A Tcg Financial Services Iii, L.P. | Promoter |
| Ryan Toteja | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20004