Form D · Investment Banking
CITIC Securities Co., Ltd.
Beijing, F4 · CIK 0001583884
Offering snapshot reported Feb 23, 2022 · SEC filing
- Reported sold
- $274K Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 10, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 23, 2022 | Initial | $274,412 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-434555
As all qualified US shareholders were holding the H shares through CCASS, the Company is unable to obtain the exact amount of H rights shares ultimately subscribed by the qualified US investors. Therefore, the total amount sold is an estimated figure.
Source: Form D, filed Feb 23, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Yuxiang Gao | Executive |
| Jianhua Jin | Executive |
| Yongjin Li | Executive |
| Qing Li | Director |
| Jiong Li | Executive |
| Chunbo Li | Executive |
| Yao Ma | Executive |
| Benliang Shi | Executive |
| Qunli Song | Executive |
| Yi Sun | Executive |
| Shuhui Wang | Director |
| Junfeng Wang | Executive |
| Jirui Xue | Executive |
| Bing Yang | Executive |
| Minghui Yang | Director |
| Xinjiang Ye | Executive |
| Guoming Zhang | Executive |
| Youjun Zhang | Director |
| Hao Zhang | Executive |
| Zhonghui Zhou | Director |
| Yingguang Zou | Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
No.48 Liangmaqiao Road
Beijing, F4, 100026
Phone: 00861060838536
Beijing, F4, 100026
Phone: 00861060838536