Form D · Investing

CLIFTON GLOBAL BALANCED RISK FUND LTD.

Minneapolis, MN · CIK 0001543914

Offering snapshot reported Mar 11, 2013 · SEC filing

Reported sold
$50M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Mar 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MMar 12, 2012: $50,000,000.00Mar 12, 2012Mar 11, 2013: $50,000,000.00Mar 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2013Amendment$50,000,000$0vs Mar 12, 20121SEC filing
Mar 12, 2012Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-174737

Source: Form D, filed Mar 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CLIFTON GLOBAL BALANCED RISK FUND LTD

Investment adviser: PARAMETRIC PORTFOLIO ASSOCIATES LLC

Gross asset value
$47.6M
Beneficial owners
1
ADV minimum commitment
$10M

Reported in Form ADV on Nov 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 948515 · Nov 30, 2015 · Schedule D 7.B.(1), fund 805-4046513649

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Orison Chaffee Director, Executive, Promoter
Thomas Lee Director, Executive, Promoter
Associates Llc D/B/A The Clifton Group Parametric Portfolio Promoter
Mangement Company The Clifton Group Investment Promoter

Issuer details

Industry: Investing (See others in industry)

Address:
3600 Minnesota Dr. Ste. 325
Minneapolis, MN, 55435