Form D · Investment Banking

Daiwa Securities Group Inc.

Tokyo, M0 · CIK 0001481045

Offering snapshot reported Jul 9, 2026 · SEC filing

Reported sold
$600K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jul 24, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$300K$600KJul 8, 2021: $262,722.00Jul 8, 2021Jul 7, 2022: $317,305.00Jul 7, 2022Jul 6, 2023: $421,839.00Jul 6, 2023Jun 28, 2024: $464,607.00Jun 28, 2024Jun 27, 2025: $502,637.00Jun 27, 2025Jul 9, 2026: $599,840.00Jul 9, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$502,637 → $599,840

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 9, 2026Amendment$599,840$97,203vs Jun 27, 20253SEC filing
Jun 27, 2025Amendment$502,637$38,030vs Jun 28, 20243SEC filing
Jun 28, 2024Amendment$464,607$42,768vs Jul 6, 20233SEC filing
Jul 6, 2023Amendment$421,839$104,534vs Jul 7, 20223SEC filing
Jul 7, 2022Amendment$317,305$54,583vs Jul 8, 20213SEC filing
Jul 8, 2021Amendment$262,722No comparisonNot reportedSEC filing
Jul 9, 2020Amendment$54,764-$20,613vs Jul 17, 20191SEC filing
Jul 17, 2019Amendment$75,377No comparison1SEC filing
Jul 17, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-317064
Restricted Stock

Source: Form D, filed Jul 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Yoshiteru Miyake Director
Tadashi Mori Director
Okado Takeshi Director

Issuer details

Industry: Investment Banking (See others in industry)

Address:
Grantokyo North Tower, 9 1 Marunouchi 1 Chome, Chiyoda Ku
Tokyo, M0, 100-6751
Phone: 81-3-5555-1111