Form D · Hedge Fund

dbX-Emerging Markets Macro 3 Fund

St. Helier, Y9 · CIK 0001537789

Offering snapshot reported Apr 12, 2013 · SEC filing

Reported sold
$7.2M
Offering amount: $1B
Investors reported
1
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2013Amendment$7,203,652No comparison1SEC filing
Dec 21, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-170444
A placement fee of up to 5% of the relevant subscription amount may be charged to an investor.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Deutsche Bank AGNone
Deutsche Bank Securities Inc.2525

Source: Form D, filed Apr 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DBX-EMERGING MARKETS MACRO 3 FUND

Investment adviser: DB INVESTMENT MANAGERS, INC

Gross asset value
$42M
Beneficial owners
13
ADV minimum commitment
$250K

Reported in Form ADV on Jul 11, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN 1, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes
Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Filing source

Form ADV 834050 · Jul 11, 2014 · Schedule D 7.B.(1), fund 805-4636610469

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Becker Director
Alan Booth Director
N/A Brevan Howard Investment Products Limited Executive
Paul Cope Director
N/A Deutsche International Corporate Services Limited Promoter
N/A Deutsche International Custodial Services Limited Promoter
Ed Fletcher Director
Niall Gorman Director
David Mc Guinness Director
Jonathan Peake Director
Tina Saunders Director
Paul Shevlin Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Deutsche International Corp Services Ltd St. Paul's Gate, New Street
St. Helier, Y9, JE4 8ZB