Form D · Hedge Fund

dbX-US Long/Short Equity 12 Fund

Jersey, Channel Islands, X0 · CIK 0001526056

Offering snapshot reported Jul 24, 2012 · SEC filing

Reported sold
$4.41M
Offering amount: $350M
Investors reported
1
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1
  • Minimum accepted$100,000 → $250,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 24, 2012Amendment$4,407,000No comparison1SEC filing
Jul 26, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-163481
A placement fee of up to 5% of the relevant subscription amount may be charged to an investor.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Deutsche Bank AGNone
Deutsche Bank Securities Inc.2525

Source: Form D, filed Jul 24, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DBX-US LONG/SHORT EQUITY 12 FUND

Investment adviser: DB INVESTMENT MANAGERS, INC

Gross asset value
$44.6M
Beneficial owners
21
ADV minimum commitment
$250K

Reported in Form ADV on Jul 11, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN 1, Ireland Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 834050 · Jul 11, 2014 · Schedule D 7.B.(1), fund 805-3801725619

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Becker Director
Alan Booth Director
Paul Cope Director
N/A Deutsche International Corporate Services Limited Promoter
N/A Deutsche International Custodial Services Limited Promoter
Ed Fletcher Director
Niall Gorman Director
David Mc Guinness Director
N/A Omega Advisors, Inc. Executive
Tina Saunders Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Deutsche International Corp Services Ltd St Paul's Gate, New Street, St. Helier
Jersey, Channel Islands, X0, JE4 8ZB