Form D · Other Health Care

Shape Memory Medical Inc.

San Jose, CA · CIK 0001630786

Offering snapshot reported Jul 31, 2026 · SEC filing

Reported sold
$6.91M
Offering amount: $10M
Investors reported
16
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jul 2, 2026
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.46M$6.91MJul 16, 2026: $6,724,900.00Jul 16, 2026Jul 31, 2026: $6,912,400.00Jul 31, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,724,900 → $6,912,400
  • Reported investors10 → 16
  • Minimum accepted$49,975 → $25,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 31, 2026Amendment$6,912,400$187,500vs Jul 16, 202616SEC filing
Jul 16, 2026Initial$6,724,900No comparison10SEC filing
May 18, 2026Amendment$17,000,000$12,646,549vs Oct 7, 202544SEC filing
Oct 7, 2025Amendment$4,353,451$0vs Apr 30, 202529SEC filing
Apr 30, 2025Initial$4,353,451No comparison29SEC filing
Feb 20, 2024Initial$30,488,499No comparison73SEC filing
Apr 28, 2023Initial$4,800,000No comparison37SEC filing
Jul 25, 2022Amendment$11,504,882$5,752,441vs May 18, 202037SEC filing
May 18, 2020Initial$5,752,441No comparison37SEC filing
Aug 1, 2017Initial$7,000,001No comparison15SEC filing
Apr 27, 2016Initial$3,000,000No comparison12SEC filing
Jan 15, 2015Initial$616,484No comparison10SEC filing

Offering details

Securities
Debt, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-591040
Note and Warrant Financing

Source: Form D, filed Jul 31, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carolyn M. Bruguera Executive
Jim Gamett Director
Jonathan Hartman Director
Michael Henson Director, Executive
Carla Kikken Jussen Director
James Y. Lancaster Executive
Duncan Maitland Director
Thom Rasche Director
Edward F. Ruppel Director, Executive
Edward F. Ruppel, Jr Director, Executive
Edward F. Ruppel, Jr. Director, Executive
Thomas Thaler Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
1321 Ridder Park Drive, Suite 10
San Jose, CA, 95131