Form D · Hedge Fund

DIII Offshore Fund, LP

Camas, WA · CIK 0001282684

Offering snapshot reported Feb 8, 2018 · SEC filing

Reported sold: $15.1M
Investors reported: 3
Minimum accepted: $500K
First sale: Aug 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$14,640,202 → $15,140,202

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 8, 2018	Amendment	$15,140,202	$500,000vs Feb 8, 2017	3	SEC filing
Feb 8, 2017	Amendment	$14,640,202	$500,000vs Feb 8, 2016	3	SEC filing
Feb 8, 2016	Amendment	$14,140,202	$0vs Feb 6, 2015	3	SEC filing
Feb 6, 2015	Amendment	$14,140,202	$0vs Feb 7, 2014	3	SEC filing
Feb 7, 2014	Amendment	$14,140,202	$0vs Feb 7, 2013	3	SEC filing
Feb 7, 2013	Amendment	$14,140,202	No comparison	2	SEC filing
Feb 7, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-172992

Source: Form D, filed Feb 8, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE DIII OFFSHORE FUND, L.P.

Investment adviser: NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC

Gross asset value: $3.93M
Beneficial owners: 5
ADV minimum commitment: $500K

Reported in Form ADV on Mar 15, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHONOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1278600 · Mar 15, 2019 · Schedule D 7.B.(1), fund 805-7533066421

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Nierenberg	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

19605 Ne 8 Th St
Camas, WA, 98607