Form D · Hospitals and Physicians
Drs. Farrell, Farrell, Nale, Cook, Kapitan, Mohamed, Franco, Wessel, Howell & Kain Associates, PC
Charlotte, NC · CIK 0001903586
Offering snapshot reported Jan 10, 2022 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 20, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 10, 2022 | Initial | $0 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-428544
Equity issued to physician group as part of reorganization.
Source: Form D, filed Jan 10, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel R Cook | Director |
| Bartholomew C Farrell | Director |
| Brian Farrell | Executive |
| Peter B Franco | Director |
| James W Howell | Director |
| Nicholas J Kain | Director |
| Richard A Kapitan | Director |
| Waheed V Mohamed | Director |
| John C Nale | Director |
| John H Wessel | Director |
Issuer details
Industry: Hospitals and Physicians (See others in industry)
Address:
8840 Blakeney Professional Drive Suite 300
Charlotte, NC, 28277
Phone: 704-716-9840
Charlotte, NC, 28277
Phone: 704-716-9840