Form D · Hedge Fund

Dwight Securities Fund LLC

New York, NY · CIK 0001664895

Offering snapshot reported Apr 16, 2018 · SEC filing

Reported sold: $104M
Investors reported: 78
Minimum accepted: $250K
First sale: Jan 22, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$22,645,830 → $104,006,211
Reported investors39 → 78
Minimum accepted$0 → $250,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 16, 2018	Amendment	$104,006,211	$81,360,381vs Jan 28, 2016	78	SEC filing
Jan 28, 2016	Initial	$22,645,830	No comparison	39	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-256190

limited liability company interests

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Old City Securities LLC	171910

Source: Form D, filed Apr 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DWIGHT SECURITIES FUND LLC

Investment adviser: DWIGHT SECURITIES MANAGEMENT LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $0

Reported in Form ADV on May 6, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC EX-NJ-HFS HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian U.S. BANK, N.A. HACKENSACK, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD.
PCAOB 925

Filing source

Form ADV 1539336 · May 6, 2021 · Schedule D 7.B.(1), fund 805-8635497003

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Dwight Securities Management Llc	Promoter
N/A Dwight Securities Partners Llc	Promoter
Zachary Halpern	Executive
Adam Sasouness	Director
Joshua Sasouness	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

250 West 55 Th Street 30 Th Fl.
New York, NY, 10019