Form D · Other Investment Fund
EAM Emerging Markets Small Cap Fund, LP
Solana Beach, CA · CIK 0001662835
Offering snapshot reported Aug 19, 2026 · SEC filing
- Reported sold
- $215M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 4, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 19, 2026 | Amendment | $214,950,000 | $0vs Aug 18, 2025 | 9 | SEC filing |
| Aug 18, 2025 | Amendment | $214,950,000 | No comparison | Not reported | SEC filing |
| Aug 16, 2024 | Amendment | $214,950,000 | $178,450,000vs Jan 6, 2016 | 9 | SEC filing |
| Aug 17, 2023 | Amendment | $214,950,000 | $178,450,000vs Jan 6, 2016 | 9 | SEC filing |
| Aug 10, 2021 | Amendment | $200,250,000 | $0vs Aug 10, 2020 | 9 | SEC filing |
| Aug 10, 2020 | Amendment | $200,250,000 | $163,750,000vs Jan 6, 2016 | 9 | SEC filing |
| Aug 7, 2019 | Amendment | $157,450,000 | $120,950,000vs Jan 6, 2016 | 9 | SEC filing |
| Dec 19, 2016 | Amendment | $103,450,000 | $66,950,000vs Jan 6, 2016 | 3 | SEC filing |
| Jan 6, 2016 | Initial | $36,500,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-254665
Source: Form D, filed Aug 19, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EAM EMERGING MARKETS SMALL CAP FUND, LP
Investment adviser: GLOBAL IMC LLC
- Gross asset value
- $363M
- Beneficial owners
- 7
- ADV minimum commitment
- $1M
Reported in Form ADV on Sep 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ASHLAND PARTNERS & COMPANY LLP
PCAOB 3783
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH3
Filing source
Form ADV 2130202 · Sep 1, 2026 · Schedule D 7.B.(1), fund 805-1819865736
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Eam Global Investors | Executive |
| * Eam Global Investors Llc | Executive |
| N/A Eam Global Investors Llc | Executive |
| Na Eam Global Investors Llc | Executive |
| Llc Eam Investors | Executive |
| * Eam Investors Llc | Executive |
| Na Eam Investors, Llc | Executive |
| N/A Eam Investors, Llc | Executive |
| Derek J. Gaertner | Executive |
| N/A Global Imc Llc | Executive |
| Frank P. Hurst | Director, Executive |
| * Pacific Current Group Ltd. | Promoter |
| N/A Pacific Current Group Ltd. | Promoter |
| Travis T. Prentice | Director, Executive |
| Gordon Roth | Director |
| Byron Roth | Director |
| N/A The Informed Momentum Company Llc | Executive |
| Montie L. Weisenberger | Director, Executive |
| N/A L. Whv Investments, Inc. | Promoter |
| * Whv Investments, Inc. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Solana Beach, CA, 92075