Form D · Private Equity Fund

Eaton Vance Small Cap Core Fund LLC

Boston, MA · CIK 0001384544

Offering snapshot reported Oct 5, 2017 · SEC filing

Reported sold
$0
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 16, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$59.8M$120MOct 6, 2014: $47,638,210.00Oct 6, 2014Oct 5, 2015: $34,197,018.00Oct 5, 2015Oct 5, 2016: $119,576,462.00Oct 5, 2016Oct 5, 2017: $0.00Oct 5, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$119,576,462 → $0
  • Reported investors17 → 0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 5, 2017Amendment$0-$119,576,462vs Oct 5, 20160SEC filing
Oct 5, 2016Amendment$119,576,462$85,379,444vs Oct 5, 201517SEC filing
Oct 5, 2015Amendment$34,197,018-$13,441,192vs Oct 6, 201440SEC filing
Oct 6, 2014Initial$47,638,210No comparison43SEC filing
Oct 1, 2013Amendment$84,927,097-$23,948,170vs Oct 2, 201247SEC filing
Oct 2, 2012Amendment$108,875,267$11,084,035vs Oct 3, 201152SEC filing
Oct 3, 2011Amendment$97,791,232$15,725,000vs Oct 6, 201046SEC filing
Oct 6, 2010Amendment$82,066,232$16,600,000vs Oct 7, 200945SEC filing
Oct 7, 2009Amendment$65,466,232No comparison38SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-225823
The Fund Terminated Effective 10/2/2017

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Eaton Vance ManagementNone

Source: Form D, filed Oct 5, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EATON VANCE SMALL CAP CORE FUND, LLC

Investment adviser: EATON VANCE MANAGEMENT

Gross asset value
$16.9M
Beneficial owners
11
ADV minimum commitment
$500K

Reported in Form ADV on Sep 15, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE, LLP BOSTON, Massachusetts, United States
Custodian BANK NEW YORK MELLON TRUST COMPANY, N.A. EVERETT, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1140449 · Sep 15, 2017 · Schedule D 7.B.(1), fund 805-6341608953

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas E. Faust Jr. Executive
Laurie G. Hylton Executive
Eaton Vance Management Promoter
Frederick S. Marius Executive
A. John Murphy Executive
Robert J. Whelan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Eaton Management 2 International Pl
Boston, MA, 02110