Form D · Other Investment Fund

Empros Consumer Financial Technologies Fund, LLC

Salt Lake City, UT · CIK 0001761391

Offering snapshot reported Jan 26, 2022 · SEC filing

Reported sold
$15.2M
Offering amount: $15.2M
Investors reported
65
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 20, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.54M$17.1MJan 16, 2019: $1,270,000.00Jan 16, 2019Mar 14, 2019: $2,452,500.00Jun 26, 2019: $4,267,978.00Sep 18, 2019: $4,540,478.00Nov 13, 2019: $5,075,487.00Apr 1, 2020: $6,571,590.00Jun 15, 2021: $16,504,344.00Dec 8, 2021: $17,086,626.00Jan 26, 2022: $15,229,985.00Jan 26, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,086,626 → $15,229,985
  • Reported investors64 → 65

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 26, 2022Amendment$15,229,985-$1,856,641vs Dec 8, 202165SEC filing
Dec 8, 2021Amendment$17,086,626$582,282vs Jun 15, 202164SEC filing
Jun 15, 2021Amendment$16,504,344$9,932,754vs Apr 1, 202065SEC filing
Apr 1, 2020Amendment$6,571,590$1,496,103vs Nov 13, 201923SEC filing
Nov 13, 2019Amendment$5,075,487$535,009vs Sep 18, 201916SEC filing
Sep 18, 2019Amendment$4,540,478$272,500vs Jun 26, 201915SEC filing
Jun 26, 2019Amendment$4,267,978$1,815,478vs Mar 14, 201914SEC filing
Mar 14, 2019Amendment$2,452,500$1,182,500vs Jan 16, 20198SEC filing
Jan 16, 2019Initial$1,270,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-330661

Source: Form D, filed Jan 26, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMPROS CONSUMER FINANCIAL TECHNOLOGIES FUND, LLC

Investment adviser: EMPROS CAPITAL LLC

Gross asset value
$608K
Beneficial owners
14
ADV minimum commitment
$1M

Reported in Form ADV on Jun 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RELIANT FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC WALNUT CREEK, California, United States Related to adviser: No
Custodian SHAREWORKS BY MORGAN STANLEY TEMPE, Arizona, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1653639 · Jun 29, 2022 · Schedule D 7.B.(1), fund 805-4648475037

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Director
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121