Form D · Other Investment Fund

Global Emerging Markets ESG Fund

George Town, E9 · CIK 0001487217

Offering snapshot reported Sep 29, 2022 · SEC filing

Reported sold
$238M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$119M$238MJan 29, 2015: $179,000,000.00Jan 29, 2015Jan 29, 2016: $193,000,000.00Jun 16, 2016: $188,329,881.00Sep 23, 2016: $188,329,881.00Dec 15, 2017: $161,536,635.00Dec 13, 2018: $178,086,635.00Dec 13, 2019: $188,086,635.00Dec 11, 2020: $188,086,635.00Dec 9, 2021: $188,086,635.00Sep 29, 2022: $237,990,779.00Sep 29, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$188,086,635 → $237,990,779
  • Minimum accepted$250,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 29, 2022Amendment$237,990,779$49,904,144vs Dec 9, 202123SEC filing
Dec 9, 2021Amendment$188,086,635$0vs Dec 11, 202023SEC filing
Dec 11, 2020Amendment$188,086,635$0vs Dec 13, 201923SEC filing
Dec 13, 2019Amendment$188,086,635$10,000,000vs Dec 13, 201823SEC filing
Dec 13, 2018Amendment$178,086,635$16,550,000vs Dec 15, 201722SEC filing
Dec 15, 2017Amendment$161,536,635-$26,793,246vs Sep 23, 201622SEC filing
Sep 23, 2016Amendment$188,329,881$0vs Jun 16, 201618SEC filing
Jun 16, 2016Amendment$188,329,881-$4,670,119vs Jan 29, 201618SEC filing
Jan 29, 2016Amendment$193,000,000$14,000,000vs Jan 29, 201518SEC filing
Jan 29, 2015Initial$179,000,000No comparison12SEC filing
Mar 5, 2014Amendment$153,640,720$24,185,482vs Feb 11, 201312SEC filing
Feb 11, 2013Amendment$129,455,238$46,955,238vs Mar 14, 201212SEC filing
Mar 14, 2012Amendment$82,500,000$0vs Mar 15, 201012SEC filing
Mar 15, 2010Initial$82,500,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-233059
The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration.
Shares. The Issuer consists of the following two sub funds: (i) Responsible Emerging Markets Equity ESG Fund, and (ii) Responsible Emerging Markets Equity ESG Screened Fund.
The persons listed in Item 12 are entitled to receive the front-end sales charges. Such amounts cannot be estimated.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneColumbia Management Investment Distributors, Inc. · CRD 840

Source: Form D, filed Sep 29, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COLUMBIA INTEGRATED SMALL AND MID CAP PRIVATE FUND, LLC

Investment adviser: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Gross asset value
$28M
Beneficial owners
3
ADV minimum commitment
$5M

Reported in Form ADV on Sep 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MINNEAPOLIS, Minnesota, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
CRD 840 · SEC 8-25845

Filing source

Form ADV 2126380 · Sep 23, 2026 · Schedule D 7.B.(1), fund 805-5551977704

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Grainne Alexander Director
Pete Andrews Director
John Banks Director
William Hall Boardman Director
Arthur Condron Director
John Farley Director
Ribeiro Fernando Director
Amy L. Hackbarth Executive
Ernst Hagen Director
Grant Jackson Director
Santos Joao Director
David Litton Director
Hugh Cameron Moir Director
Matthew Rich Executive
Joao Santos Director
Rogier Van Harten Director
Christian Zeitler Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Box 309, Ugland House South Church Street
George Town, E9, KY1-1104