Form D · Hedge Fund

Fourthstone Small-Cap Financials Fund LP

St. Louis, MO · CIK 0001800153

Offering snapshot reported Jul 10, 2026 · SEC filing

Reported sold: $16.4M
Investors reported: 17
Minimum accepted: $1M
First sale: Jan 1, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$15,800,000 → $16,350,000
Reported investors16 → 17

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 10, 2026	Amendment	$16,350,000	$550,000vs Jul 11, 2025	17	SEC filing
Jul 11, 2025	Amendment	$15,800,000	$50,000vs Jul 12, 2024	16	SEC filing
Jul 12, 2024	Amendment	$15,750,000	$2,150,000vs Jul 14, 2023	16	SEC filing
Jul 14, 2023	Amendment	$13,600,000	$5,600,000vs Jul 15, 2022	15	SEC filing
Jul 15, 2022	Amendment	$8,000,000	$3,325,000vs Jul 15, 2021	14	SEC filing
Jul 15, 2021	Amendment	$4,675,000	No comparison	Not reported	SEC filing
Jul 16, 2020	Amendment	Yet to sell	No comparison	1	SEC filing
Jan 16, 2020	Initial	Yet to sell	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-358253

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Mid-Continent Securities Advisors, Ltd.	120448
Old City Securities LLC	171910

Source: Form D, filed Jul 10, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FOURTHSTONE SMALL-CAP FINANCIALS FUND LP

Investment adviser: FOURTHSTONE LLC

Gross asset value: $33.3M
Beneficial owners: 13
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DALLAS, Texas, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO CLEARING SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer RIDGEBACK SECURITIES, LTD HOUSTON, Texas, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker WELLS FARGO CLEARING SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

JEFFERIES LLC
SEC 8-15074

WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

RIDGEBACK SECURITIES, LTD
CRD 120448 · SEC 8-65298

JEFFERIES LLC
CRD 2347 · SEC 8-15074

WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 8-37180

Filing source

Form ADV 2062002 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-4782186820

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Fourthstone Gp, Llc	Executive, Promoter
Amy Morris Stone	Promoter
Louis Philip Stone, Iv	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

575 Maryville Centre Dr. Suite 110
St. Louis, MO, 63141