Form D · Other Investment Fund
FT Vest Total Return Income Fund: Series B3
Milwaukee, WI · CIK 0002069248
Offering snapshot reported Oct 31, 2025 · SEC filing
- Reported sold
- $119M Indefinite offering
- Investors reported
- 767 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 24, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 31, 2025 | Initial | $119,118,600 | No comparison | 767 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $476K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-562692
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| First Trust Portfolios L.P. | 28519 |
Source: Form D, filed Oct 31, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chad S Eisenberg | Executive |
| N/A First Trust Capital Management L.P. | Promoter |
| N/A First Trust Portfolios L.P. | Promoter |
| Terrance P Gallagher | Director |
| David G Lee | Director |
| Ann Maurer | Executive |
| Bernadette Murphy | Executive |
| Michael D Peck | Executive |
| Robert Seyferth | Director |
| Gary E Shugrue | Director |
| N/A Vest Financial, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
235 West Galena Street
Milwaukee, WI, 53212
Milwaukee, WI, 53212