Form D · Other Investment Fund

Fund FG-FIN, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001704008

Offering snapshot reported Jan 21, 2020 · SEC filing

Reported sold
$446K
Offering amount: $446K
Investors reported
2
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Apr 18, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$223K$446KApr 26, 2017: $341,120.00Apr 26, 2017Nov 5, 2019: $341,120.00Jan 21, 2020: $446,390.00Jan 21, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$341,120 → $446,390
  • Reported investors1 → 2

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 21, 2020Amendment$446,390$105,270vs Nov 5, 20192SEC filing
Nov 5, 2019Amendment$341,120$0vs Apr 26, 20171SEC filing
Apr 26, 2017Initial$341,120No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$39.4K
Finders' fees
$0
Form D file number
021-285488

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Jan 21, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-FWX, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$5.77M
Beneficial owners
4
ADV minimum commitment
$5K

Reported in Form ADV on Apr 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian BANK OF AMERICA SAN FRANCISCO, California, United States Related to adviser: No
Custodian SHAREWORKS SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

BANK OF AMERICA
LEI 9DJT3UXIJIZJI4WXO774

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 2092059 · Apr 6, 2026 · Schedule D 7.B.(1), fund 805-5770813388

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Mateo Johnson Executive
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121