Form D · Other Investment Fund

Fund FG-KRQ, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001766639

Offering snapshot reported Feb 17, 2021 · SEC filing

Reported sold: $8.49M
Investors reported: 32
Minimum accepted: $20K
First sale: Jul 24, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$10,994,000 → $8,489,317
Reported investors29 → 32

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 17, 2021	Amendment	$8,489,317	-$2,504,683vs Jul 29, 2020	32	SEC filing
Jul 29, 2020	Initial	$10,994,000	No comparison	29	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $386K
Finders' fees: $0
Form D file number: 021-372004

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Forge Markets LLC	166555	Forge Markets LLC · CRD 166555

Source: Form D, filed Feb 17, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-KRC SP

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value: $15.5M
Beneficial owners: 11
ADV minimum commitment: $5K

Reported in Form ADV on Apr 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian BANK OF AMERICA SAN FRANCISCO, California, United States Related to adviser: No

Custodian CARTA SAN FRANCISCO, California, United States Related to adviser: No

Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

EISNERAMPER
PCAOB 274

BANK OF AMERICA
LEI 9DJT3UXIJIZJI4WXO774

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 2092059 · Apr 6, 2026 · Schedule D 7.B.(1), fund 805-8003303529

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Jeremy Neilson	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121