Form D · Other Investment Fund

GEMS Fund 5, L.P.

Chicago, IL · CIK 0001810866

Offering snapshot reported Oct 7, 2021 · SEC filing

Reported sold
$526M
Offering amount: $526M
Investors reported
582
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 1, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$263M$526MMay 14, 2020: $174,593,044.00May 14, 2020Jun 11, 2020: $321,862,244.00Jul 14, 2020: $437,316,224.00Oct 13, 2020: $473,397,384.00Oct 13, 2020Jan 15, 2021: $493,576,107.00Jan 15, 2021Oct 7, 2021: $526,256,667.00Oct 7, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$493,576,107 → $526,256,667
  • Reported investors560 → 582

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 7, 2021Amendment$526,256,667$32,680,560vs Jan 15, 2021582SEC filing
Jan 15, 2021Amendment$493,576,107$20,178,723vs Oct 13, 2020560SEC filing
Oct 13, 2020Amendment$473,397,384$36,081,160vs Jul 14, 2020533SEC filing
Jul 14, 2020Amendment$437,316,224$115,453,980vs Jun 11, 2020464SEC filing
Jun 11, 2020Amendment$321,862,244$147,269,200vs May 14, 2020299SEC filing
May 14, 2020Initial$174,593,044No comparison163SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-366924

Source: Form D, filed Oct 7, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GEMS FUND 5, L.P.

Investment adviser: GC ADVISORS LLC

Gross asset value
$660M
Beneficial owners
571
ADV minimum commitment
$250K

Reported in Form ADV on Aug 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 2127574 · Aug 28, 2026 · Schedule D 7.B.(1), fund 805-9616538865

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence E. Golub Executive
David B. Golub Executive
N/A Golub Onshore Gp 3, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
150 S. Wacker Drive, Suite 800
Chicago, IL, 60606