Form D · Private Equity Fund

GI PARTNERS FUND IV-A L.P.

Menlo Park, CA · CIK 0001568082

Offering snapshot reported Jan 3, 2014 · SEC filing

Reported sold: $1.66B
Investors reported: 1
Minimum accepted: $0
First sale: Aug 22, 2013

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 1

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 3, 2014	Amendment	$1,656,605,450	No comparison	1	SEC filing
Aug 21, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $14.1M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-201712

The general partner reserves the right to offer a greater amount of limited partner interests; total offering amount, total amount sold and total remaining to be sold are aggregated with GI Partners Fund IV L.P. and GI Partners Fund IV-B L.P.

Such fees are based on the sale of interests to certain investors in the Issuer, GI Partners Fund IV L.P. and GI Partners Fund IV-B L.P.; such amount will not be finalized until such offerings are complete.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS SECURITIES LLC	7654
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691
MERRILL LYNCH INTERNATIONAL & CO. C.V.	None
HSBC ALTERNATIVE INVESTMENTS LIMITED	None

Source: Form D, filed Jan 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GI PARTNERS FUND IV-A L.P.

Investment adviser: GI MANAGER L.P.

Gross asset value: $251M
Beneficial owners: 2
ADV minimum commitment: $10M

Reported in Form ADV on Aug 19, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE AND TOUCHE, LLP SAN FRANCISCO, California, United States

Custodian BANK OF AMERICA N.A. CHARLOTTE, North Carolina, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No

Marketer HSBC ALTERNATIVE INVESTMENTS LIMITED LONDON, United Kingdom Related to adviser: No

Marketer MERRILL LYNCH INTERNATIONAL & CO. C.V. NEW YORK, New York, United States Related to adviser: No

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-114235

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 838424 · Aug 19, 2014 · Schedule D 7.B.(1), fund 805-9981876557

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard A. Magnuson	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2180 Sand Hill Road, Suite 210
Menlo Park, CA, 94025