Form D · Hedge Fund

GMO Emerging Equity Market Neutral Fund Ltd.

Boston, MA · CIK 0001721310

Offering snapshot reported Jun 25, 2018 · SEC filing

Reported sold: $103M
Investors reported: 2
Minimum accepted: $0
First sale: Jan 9, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$100,020,000 → $102,520,001

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 25, 2018	Amendment	$102,520,001	$2,500,001vs Jan 18, 2018	2	SEC filing
Jan 18, 2018	Initial	$100,020,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-303566

Source: Form D, filed Jun 25, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GMO EMERGING EQUITY MARKET NEUTRAL FUND LTD.

Investment adviser: GRANTHAM MAYO VAN OTTERLOO & CO LLC

Gross asset value: $153M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Jun 8, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer GMO AUSTRALIA LTD. SYDNEY, Australia Related to adviser: Yes

Marketer GMO NETHERLANDS, A BRANCH OF GMO UK LIMITED AMSTERDAM, Netherlands Related to adviser: Yes

Marketer GMO SINGAPORE PTE. LIMITED SINGAPORE, Singapore Related to adviser: Yes

Marketer GMO UK LIMITED LONDON, United Kingdom Related to adviser: Yes

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YOR, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

GMO SINGAPORE PTE. LIMITED
CRD 169321 · SEC 801-78717

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1222986 · Jun 8, 2018 · Schedule D 7.B.(1), fund 805-4149491999

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Sheppard N. Burnett	Director
Dawn Griffiths	Director
Neil Henderson	Director
Gregory L. Pottle	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 Rowes Wharf
Boston, MA, 02110