Form D · Other Investment Fund

Grove Funding IV LP

Chicago, IL · CIK 0002003740

Offering snapshot reported Jun 25, 2026 · SEC filing

Reported sold: $940M
Investors reported: 5
Minimum accepted: $0
First sale: Feb 28, 2024

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$530,000,000 → $940,000,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 25, 2026	Amendment	$940,000,000	$410,000,000vs Jun 4, 2025	5	SEC filing
Jun 4, 2025	Amendment	$530,000,000	No comparison	5	SEC filing
Jan 23, 2024	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-503224

Source: Form D, filed Jun 25, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GROVE FUNDING IV LP

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value: $961M
Beneficial owners: 5
ADV minimum commitment: $0

Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Filing source

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-5900769533

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dennis Ainger	Executive
Ashok Bhatia	Executive
Anne Brennan	Executive
Ken De Regt	Executive
Scott Featherman	Executive
Dmitry Gasinsky	Executive
Ephraim Lemberger	Executive
N/A Neuberger Berman Investment Advisers Llc	Promoter
Ray Sullivan	Executive
Brad Tank	Executive
Stephen Zacny	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

190 South Lasalle Street Suite 2400
Chicago, IL, 60603