Form D · Private Equity Fund

HarbourVest Partners IX-Venture Fund L.P.

Boston, MA · CIK 0001485992

Offering snapshot reported Nov 16, 2012 · SEC filing

Reported sold: $756M
Investors reported: 20
Minimum accepted: $0
First sale: Mar 15, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$703,685,000 → $755,597,500
Reported investors15 → 20

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 16, 2012	Amendment	$755,597,500	$51,912,500vs Nov 16, 2011	20	SEC filing
Nov 16, 2011	Amendment	$703,685,000	$206,035,000vs Mar 1, 2011	15	SEC filing
Mar 1, 2011	Amendment	$497,650,000	No comparison	10	SEC filing
Mar 2, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-139159

Placement agents may be paid for soliciting investors for feeder or master fund. Includes sales compensation paid to Warburg Alternative Investments AG, which is no longer acting as a placement agent and, therefore, has been eliminated from Item 12.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Eliot Kalter	None	EM Strategies, Inc.
Not Applicable	None	bfinance UK Ltd

Source: Form D, filed Nov 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBOURVEST PARTNERS IX-VENTURE FUND L.P.

Investment adviser: HARBOURVEST PARTNERS, LLC

Gross asset value: $1.01B
Beneficial owners: 28
ADV minimum commitment: $600K

Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG BOSTON, Massachusetts, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC ORINDA, California, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG
PCAOB 42

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

UBS FINANCIAL SERVICES INC.
SEC 8-16267 · LEI ETYRV6ORNFJB5NONI676

Filing source

Form ADV 2119531 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-5472034182

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
George R. Anson	Executive
Kathleen M. Bacon	Executive
John M. Begg	Executive
Philip M. Bilden	Executive
Brett A. Gordon	Executive
N/A Harbour Vest Ix Venture Associates L.P.	Promoter
William A. Johnston	Executive
Edward W. Kane	Executive
Frederick C. Maynard	Executive
John G. Morris	Executive
Ofer Nemirovsky	Executive
Alex A. Rogers	Executive
Gregory V. Stento	Executive
Michael W. Taylor	Executive
John M. Toomey, Jr.	Executive
Martha D. Vorlicek	Executive
Robert M. Wadsworth	Executive
Peter G. Wilson	Executive
D. Brooks Zug	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Harbour Vest Partners, Llc One Financial Center, 44th Floor
Boston, MA, 02111