Form D · Other Investment Fund
Hark Capital IV, LP
New York, NY · CIK 0001938816
Offering snapshot reported Nov 9, 2023 · SEC filing
- Reported sold
- $211M Indefinite offering
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jul 15, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$105,199,000 → $211,000,000
- Reported investors11 → 26
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 9, 2023 | Amendment | $211,000,000 | $105,801,000vs Aug 1, 2022 | 26 | SEC filing |
| Aug 1, 2022 | Initial | $105,199,000 | No comparison | 11 | SEC filing |
| Aug 1, 2022 | Initial | $105,199,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-454330
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Investment Associates AG | None | |
| PTP Securities, LLC | 136832 |
Source: Form D, filed Nov 9, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HARK CAPITAL IV, LP
Investment adviser: RCP ADVISORS 2, LLC
- Gross asset value
- $620M
- Beneficial owners
- 78
- ADV minimum commitment
- $1M
Reported in Form ADV on Jul 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
ALPHA GROUP INTERNATIONAL PLC
LEI 213800RESM1FPUXY6K31
TEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59
PTP SECURITIES, LLC
CRD 136832 · SEC 8-67059
Filing source
Form ADV 2118378 · Jul 8, 2026 · Schedule D 7.B.(1), fund 805-4518197975
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rafael Castro | Executive |
| Doug Cruikshank | Executive |
| Rich Davis | Executive |
| N/A Hark Capital Advisors Llc | Executive |
| N/A Hark Capital Iv Gp, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10171