Form D · Private Equity Fund

Highstar Capital IV, L.P.

New York, NY · CIK 0001503547

Offering snapshot reported Oct 28, 2011 · SEC filing

Reported sold
$1.13B
Indefinite offering
Investors reported
44
Form D · investor count
Minimum accepted
$400K
Reported outside-investor minimum
First sale
Nov 29, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$564M$1.13BOct 27, 2010Oct 27, 2011: $1,128,105,341.00Oct 28, 2011: $1,128,105,341.00Oct 28, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 28, 2011Amendment$1,128,105,341$0vs Oct 27, 201144SEC filing
Oct 27, 2011Amendment$1,128,105,341No comparison44SEC filing
Oct 27, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$5M (estimated)
Finders' fees
$0
Form D file number
021-149653
Total amount sold includes both limited partner and general partner interests for all entities integrated into the offering.
Estimate for Issuer and parallel funds; actual amounts depend on sales. Clarification of item 12: PineBridge Investments Japan Co., Ltd. is a foreign placement agent, will not solicit in the US and only receives commissions on Japanese investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Probitas Funds Group, LLC115876
PineBridge Securities LLC5967
PineBridge Investments Japan Co., Ltd. (not soliciting in U.S.)None

Source: Form D, filed Oct 28, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

HIGHSTAR CAPITAL IV, L.P.

Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.

Gross asset value
$25.6M
Beneficial owners
36
ADV minimum commitment
$0

Reported in Form ADV on Aug 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian WELLS FARGO BANK NA MINNEAPOLIS, Minnesota, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

WELLS FARGO BANK NA
LEI KB1H1DSPRFMYMCUFXT09

Fund asset history · 5 annual observations Gross asset value by annual ADV filing$0$54.4M$109MFY 2021: $108,814,000.00FY 2021FY 2022: $95,014,000.00FY 2022FY 2023: $95,014,000.00FY 2023FY 2024: $27,709,239.00FY 2024FY 2025: $25,597,287.00FY 2025

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Fiscal yearGross assetsBeneficial ownersADV filed
2021$108,814,0007Mar 31, 2022
2022$95,014,00075Apr 1, 2023
2023$95,014,00075Mar 28, 2024
2024$27,709,23936Mar 31, 2025
2025$25,597,28736Mar 31, 2026
Filing source

Form ADV 2122656 · Aug 17, 2026 · Schedule D 7.B.(1), fund 805-1408207911

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Beall Executive, Promoter
N/A Highstar Capital Gp Iv Holdings Executive, Promoter
N/A Highstar Capital Gp Iv, Llc Executive, Promoter
N/A Highstar Capital Gp Iv, L.P. Executive, Promoter
Hayden Horowitz Executive, Promoter
James Kowalishin Executive, Promoter
Christopher Lee Executive, Promoter
Scott Litman Executive, Promoter
Michael Miller Executive, Promoter
James Timmins Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
277 Park Avenue 45 Th Floor
New York, NY, 10172
Phone: 646-857-8700