Form D · Hedge Fund

Iron Road Long/Short Equity Fund LP

Chicago, IL · CIK 0001724669

Offering snapshot reported Dec 4, 2020 · SEC filing

Reported sold
$15M
Indefinite offering
Investors reported
34
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Dec 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.51M$15MDec 8, 2017: $4,491,038.00Dec 8, 2017Dec 7, 2018: $12,868,038.00Dec 7, 2018Dec 6, 2019: $14,723,038.00Dec 6, 2019Dec 4, 2020: $15,023,038.00Dec 4, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,723,038 → $15,023,038
  • Reported investors33 → 34

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 4, 2020Amendment$15,023,038$300,000vs Dec 6, 201934SEC filing
Dec 6, 2019Amendment$14,723,038$1,855,000vs Dec 7, 201833SEC filing
Dec 7, 2018Amendment$12,868,038$8,377,000vs Dec 8, 201731SEC filing
Dec 8, 2017Initial$4,491,038No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-300356

Source: Form D, filed Dec 4, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

IRON ROAD LONG/SHORT EQUITY FUND LP

Investment adviser: CURI CAPITAL, LLC

Gross asset value
$0
Beneficial owners
32
ADV minimum commitment
$250K

Reported in Form ADV on Aug 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC CHICAGO, Illinois, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

GOLDMAN SACHS & CO. LLC
SEC 8-129

INTERACTIVE BROKERS LLC
SEC 8-47257

JEFFERIES LLC
SEC 8-15074

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

JEFFERIES LLC
CRD 2347 · SEC 8-15074

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1667123 · Aug 1, 2022 · Schedule D 7.B.(1), fund 805-4991624225

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Don Bechter Director
Richard M. Burridge Director
Walter Clark Director
Frederick Paulman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
115 S. Lasalle Street Suite 3400
Chicago, IL, 60603