Form D · Hedge Fund

KAI Volatility Multi Strategy Series of 4ALTS PLATFORM, LLC

Chicago, IL · CIK 0001942986

Offering snapshot reported Jan 2, 2026 · SEC filing

Reported sold
$7.48M
Indefinite offering
Investors reported
72
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Aug 1, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.2M$38.3MAug 22, 2022: $250,000.00Aug 22, 2022Sep 14, 2023: $250,000.00Sep 14, 2023Dec 26, 2024: $38,327,326.00Dec 26, 2024Jan 2, 2026: $7,481,168.00Jan 2, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$38,327,326 → $7,481,168
  • Reported investors70 → 72

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 2, 2026Amendment$7,481,168-$30,846,158vs Dec 26, 202472SEC filing
Dec 26, 2024Amendment$38,327,326$38,077,326vs Sep 14, 202370SEC filing
Sep 14, 2023Amendment$250,000$0vs Aug 22, 20221SEC filing
Aug 22, 2022Initial$250,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-456545

Source: Form D, filed Jan 2, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KAI VOLATILITY MULTI STRATEGY SERIES

Investment adviser: ARB FUND MANAGEMENT LLC

Gross asset value
$5.26M
Beneficial owners
15
ADV minimum commitment
$250K

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FORMIDIUM FUND SERVICES DOWNERS GROVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. (CAYMAN) GRAND CAYMAN, Cayman Islands
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO. (CAYMAN)
PCAOB 673

BMO HARRIS BANK NA
LEI 0001526648

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Filing source

Form ADV 2083384 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-8131007205

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John M. Klimek Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
401 W. Superior Street Suite 100
Chicago, IL, 60654