Form D · Private Equity Fund

Kantor Private Opportunities IX LP

New York, NY · CIK 0002079172

Offering snapshot reported Oct 10, 2025 · SEC filing

Reported sold: $15.7M
Investors reported: 44
Minimum accepted: $0
First sale: Sep 30, 2025

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 10, 2025	Initial	$15,717,344	No comparison	44	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-560417

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Neuberger Berman BD LLC	2908
UBS Financial Services Inc.	8174

Source: Form D, filed Oct 10, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KANTOR PRIVATE OPPORTUNITIES IX LP

Investment adviser: NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Gross asset value: $15.9M
Beneficial owners: 44
ADV minimum commitment: $200K

Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer UBS FINANCIAL SERVICES INC. WEEHAWHEN, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-4813199635

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph Amato	Executive
Irina Babushkina	Executive
N/A Kantor Private Opportunities Ix Associates Lp	Promoter
J. Douglas Kramer	Executive
N/A Neuberger Berman Investment Advisers Llc	Executive
Heather Zuckerman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Kantor Private Opportunities Ix Lp 1290 Avenue Of The Americas
New York, NY, 10104