Form D · Other Investment Fund
Kawa Construction Loan Pool I, LLC
Wilmington, DE · CIK 0001897067
Offering snapshot reported Dec 22, 2021 · SEC filing
- Reported sold
- $2.43M Offering amount: $27M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Dec 15, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 22, 2021 | Initial | $2,430,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.5, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $24.3K
- Finders' fees
- $0
- Form D file number
- 021-426234
Total remaining amount was sold through the offshore fund vehicle, Kawa Offshore Construction Loan Pool I, LP.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kawa Securities LLC | 307917 | Kawa Securities LLC · CRD 307917 |
| BTG Pactual US Capital, LLC | 149486 | BTG Pactual US Capital, LLC · CRD 149486 |
Source: Form D, filed Dec 22, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
KAWA CONSTRUCTION LOAN POOL I, LLC
Investment adviser: KAWA CAPITAL MANAGEMENT, INC.
- Gross asset value
- $14.4M
- Beneficial owners
- 9
- ADV minimum commitment
- $1M
Reported in Form ADV on Nov 27, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
GRANT THORNTON LLP
PCAOB 248
WOODFOREST NATIONAL BANK
LEI 549300RX3OHHKBC2EQ32
BTG PACTUAL US CAPITAL, LLC
CRD 149486 · SEC 8-68148
Filing source
Form ADV 1916774 · Nov 27, 2024 · Schedule D 7.B.(1), fund 805-4365166138
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel Ades | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Wilmington, DE, 19801