Form D · Other Investment Fund
Legal & General U.S. Multi-Factor Fund, LLC
Chicago, IL · CIK 0001740718
Offering snapshot reported Apr 29, 2020 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 29, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| May 14, 2019 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| May 17, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-366011
First sale yet to occur
Source: Form D, filed Apr 29, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LEGAL & GENERAL U.S. MULTI-FACTOR FUND, LLC
Investment adviser: LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.
- Gross asset value
- $0
- Beneficial owners
- 0
- ADV minimum commitment
- $500K
Reported in Form ADV on Mar 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
Filing source
Form ADV 1402631 · Mar 24, 2020 · Schedule D 7.B.(1), fund 805-4587605011
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Bender | Director, Executive |
| Lawrence Griffin | Executive |
| Jodan Ledford | Director, Executive, Promoter |
| Aaron Meder | Director, Executive |
| Chad Rakvin | Director |
| Emma Rodriguez Ayala | Executive |
| Patrick Ryan | Director, Executive |
| Mark Zinkula | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606